Stockbroking Dealer 222213 证券经纪交易商职业基本介绍
股票经纪交易商代表客户买卖股票和债券。
A Stockbroking Dealer buys and sells stocks and bonds on behalf of clients.
以下职业 可以 算入该职业组别：
- 交易大厅操作员（证券交易所）Trading Floor Operator (Stock Exchange)
- 股票经纪人 Sharebroker
- 股票经纪人 Stockbroker
以下职业 不能 算入该职业组别：
- 金融市场交易商 Financial Market Dealer
- 期货交易员 Futures Trader
- 其他未分类的金融交易商 Financial Dealers nec
- 金融投资顾问 Financial Investment Adviser
- 金融投资经理 Financial Investment Manager
- 商品交易员 Commodities Trader
- 金融经纪人 Finance Broker
- 保险经纪人 Insurance Broker
- 财务经理 Finance Managers
- 会计 Accountants
飞出国注：以上这些职业都有对应其他ANZSCO代码或者达不到要求的技能水平。
Stockbroking Dealer 222213 证券经纪交易商职业评估要求
- Stockbroking Dealer 222213 证券经纪交易商属于VETASSESS评估的Group B职业，要求至少有等同于澳洲本科层次学历才可以。申请人可以通过以下四类途径之一满足评估要求：
- 本科学历且是与提名职业高度相关的专业，那么需要近五年内有一年与提名职业相关的工作经验
- 本科学历但专业不是与提名职业相关的，但是有相关专业的专科学历，那么需要近五年内有两年与提名职业相关的工作经验
- 本科学历且专业不适于提名职业相关的，且没有其他相关专业的学历，那么需要近五年内有三年与提名职业相关的工作经验
- 如果申请人的相关工作经验是在获得本科学历之前的，那么可以是近五年内有一年相关工作经验的基础上，有额外五年相关的工作经验（这五年可以不是近五年内的，但是需要是近十年内的）
- 学历要求至少有本科学位，相关专业可以包括：财务Finance，商业Business，商务Commerce，会计Accounting，经济学Economics，精算学Actuarial Studies；其他专业比如数学Mathematics，统计学Statistics，物理Physics，工程Engineering以及ICT等专业，如果是与工作经验相关且与申请人的职位相关，也可以算作相关专业
Majors in Mathematics, Statistics, Physics, Engineering and ICT may be considered for a Full Skills Assessment if the employment is assessed as highly relevant and the field of study pertains to the applicant’s role.
- 工作经验要求，学历前的工作经验可以纳入职评考虑范围内，高度相关的工作职责，包括但不限于：
- 获取有关证券、市场状况、政府法规和客户财务状况的信息 Obtaining information on securities, market conditions, government regulations and financial circumstances of clients
- 解读来自证券报告、金融期刊和股票报价查看器屏幕的数据 Interpreting data from securities reports, financial periodicals and stock-quotation viewer screens
- 分析金融市场和金融市场产品 Analysing financial markets and financial market products
- 就金融市场事务、市场状况以及公司的历史和前景提供信息和建议 Providing information and offering advice on financial market matters, market conditions and the history and prospects of corporations
- 代表客户在市场上执行买卖订单 Executing buy and sell orders in the marketplace on behalf of clients
- 向客户传递交易信息，例如买卖合约的数量和价格 Relaying trade information to clients such as the number of contracts bought and sold and the prices
- 记录和传输买卖订单 Recording and transmitting buy and sell orders
- 计算和记录交易成本 Calculating and recording costs of transactions.
- Stockbroking Dealer 222213 证券经纪交易商就业情况：
- 股票经纪人代表客户执行涉及股票和债券的金融交易。 大多数股票经纪人为经纪公司工作，为个人和机构客户处理交易。 尽管酬劳方法各不相同，但他们通常以佣金为基础支付。 股票经纪商应在受监管的市场内进行交易，通常需要许可证或注册。
- 如果工作内容主要是做持续处理和交易支持，而不是代表客户在市场上执行买卖订单，则不算相关工作经历。
Stockbrokers execute financial transactions involving stocks and bonds on behalf of clients. Most stockbrokers work for a brokerage firm, handling transactions for individual and institutional customers. They are often paid on a commission basis although compensation methods vary. Stockbroking Dealers are expected to be performing transactions within a regulated market and normally require a licence or registration.
Roles primarily focused on ongoing processing and transaction support, rather than executing buy and sell orders in the marketplace on behalf of clients, are not considered highly relevant.
- 其他证明材料： 除开VETASSESS常规要求的工作材料，申请人还可以提供 所持有的行业或者专业会员证书，获奖证书等，以及在简历中提及之前所参加过的相关培训。
While the VETASSESS Skills Assessment for migration purposes is distinct from an assessment for licensing or
registration purposes, you are advised to provide copies of relevant licences (including from overseas), if held.You are also further encouraged to provide evidence of membership of, or affiliation to, industry or professional
bodies and copies of any relevant prizes, certificates or other forms of commendation.You should also provide details of any relevant training or professional development courses undertaken. These may be detailed in the Curriculum Vitae/Resume provided.
