11102 财务顾问 Financial advisors-FLYabroad NOC 2021

飞出国论坛综合 NOC
1

noc_code: “11102”
noc_version: “2021.0”
translation_mode: “basic”
title_en: “Financial advisors”
title_zh: “理财顾问”
official_url: “https://noc.esdc.gc.ca/Structure/NOCProfile?GocTemplateCulture=en-CA&code=11102&version=2021.0”
description: “Complete NOC profile for Financial advisors (NOC 11102) in basic translation mode - 100% faithful to official data, bilingual Chinese-English, enhanced with emojis for better readability. Contains occupation definition, job titles, main duties, employment requirements and TEER category system. No salary or employment inference included in basic mode.”
keywords:

  • NOC 11102
  • 11102 Financial advisors
  • 11102 理财顾问
  • 11102 NOC 2021
    tags:
  • noc-1
  • teer-1
  • basic-mode

:money_bag: NOC 11102 理财顾问 | Financial advisors

:clipboard: 关键信息速览 | Key Information

:canada: NOC 项目 内容
:clipboard: NOC 代码 11102

:open_book: 职业概述

:canada: Financial advisors counsel individuals on financial decisions such as investments, cash management, and estate planning. They establish personal financial plans according to clients’ objectives and guide them through the implementation of the proposed strategies that may be adjusted as the situation evolve. They are employed by banks, trust companies and investment firms, or they may be self-employed.

| :bullseye: TEER 类别 | TEER 1 |
| :bar_chart: 主要类别 | 1 - 商业、金融和行政职业 (Business, finance and administration occupations) |
| :busts_in_silhouette: 主要组别 | 11 - 金融和商业专业职业 (Professional occupations in finance and business) |
| :magnifying_glass_tilted_left: 次要组别 | 111 - 金融专业职业 (Professional occupations in finance) |
| :pushpin: 次级组别 | 1110 - 审计师、会计师和投资专业人员 (Auditors, accountants and investment professionals) |
| :date: 数据版本 | :canada: NOC 2021 Version 1.0 |

📍 职业层级 | Occupational Hierarchy

:canada: NOC 11102 理财顾问在 NOC 2021 分类体系中的位置：

1 商业、金融和行政职业
  └── 11 金融和商业专业职业
      └── 111 金融专业职业
          └── 1110 审计师、会计师和投资专业人员
              └── 11102 理财顾问 ⭐ 您在这里

📖 职业定义 | Definition

:money_bag: NOC 11102 理财顾问就 (on) 投资 (investments)、现金管理 (cash management) 和遗产规划 (estate planning) 等财务决策 (financial decisions) 向个人提供咨询 (counsel individuals)。他们根据 (according to) 客户的目标 (clients’ objectives) 制定个人财务计划 (establish personal financial plans)，并指导 (guide) 他们实施 (implementation of) 拟议的策略 (proposed strategies)，这些策略可能随着情况变化而调整 (may be adjusted as the situation evolve)。他们受雇于 (are employed by) 银行 (banks)、信托公司 (trust companies) 和投资公司 (investment firms)，或者他们可能是个体经营者 (self-employed)。

📄 **NOC 11102 理财顾问** 英文原文 | View Original English Definition

Financial advisors counsel individuals on financial decisions such as investments, cash management, and estate planning. They establish personal financial plans according to clients’ objectives and guide them through the implementation of the proposed strategies that may be adjusted as the situation evolve. They are employed by banks, trust companies and investment firms, or they may be self-employed.

💼 职位名称示例 | Illustrative Examples

NOC 11102 理财顾问职业的常见职位名称包括：

  • :briefcase: 客户经理 (Account manager)
  • :money_bag: 理财顾问 (Financial advisor)
  • :bar_chart: 财务顾问 (Financial consultant)
  • :memo: 理财规划师 (Financial planner)
  • :locked_with_key: 金融安全顾问 (Financial security advisor)
  • :people_holding_hands: 个人理财顾问 (Personal finance advisor)
  • :chart_increasing: 个人投资顾问 (Personal investment advisor)
📋 **NOC 11102 理财顾问** 完整职位名称索引 | Complete Index of Titles

完整职位名称索引 | Complete Index of Titles

  • 客户经理 (Account manager)
  • 助理理财顾问 (Associate financial advisor)
  • 助理投资顾问 (Associate investment advisor)
  • 银行顾问 (Banking advisor)
  • 注册理财规划师 (Certified financial planner)
  • 理财顾问 (Financial advisor)
  • 财务顾问 (Financial consultant)
  • 理财规划师 (Financial planner)
  • 金融安全顾问 (Financial security advisor)
  • 金融服务顾问 (Financial services advisor)
  • 金融服务顾问 (Financial services consultant)
  • 投资专家 (Investment specialist)
  • 个人理财顾问 (Personal finance advisor)
  • 个人理财规划师 (Personal financial planner)
  • 个人投资顾问 (Personal investment advisor)
  • 个人投资顾问 (Personal investment counsellor)
  • 证券分析师 - 个人理财 (Securities analyst - personal finances)
  • 证券顾问 (Securities counsellor)
  • 财富顾问 (Wealth advisor)

📋 主要职责 | Main Duties

NOC 11102 理财顾问执行以下部分或全部职责 (performs some or all of the following duties)：

  • :bar_chart: 制定个人财务计划 - 为客户制定 (Develop) 涵盖 (covering) 现金管理 (cash management)、财务 (finances)、保险 (insurance coverage)、投资 (investments)、退休和遗产规划 (retirement and estate planning)、税收 (taxes) 和法律事务 (legal matters) 的个人财务计划 (personal financial plans)
  • :magnifying_glass_tilted_left: 分析记录并制定战略 - 分析 (Analyze) 客户的财务记录 (clients’ financial records)，设定目标 (set goals) 并制定 (develop) 财务战略 (financial strategy)
  • :light_bulb: 提供实施计划的建议 - 建议 (Advise) 客户实施 (implementing) 财务计划 (financial plan)，以帮助他们实现目标 (achieve their goals)
  • :money_bag: 安排金融产品买卖 - 视所持牌照 (depending on the licence held) 而定，可 (May also) 安排 (arrange for) 金融产品 (financial products) 和投资 (investments) 的购买和销售 (purchase and sale)，并监控 (monitor) 投资组合 (portfolio) 以确保其质量 (quality) 和盈利能力 (profitability)
  • :handshake: 拓展业务和吸引新客户 - 可 (May) 帮助 (help to) 拓展业务 (expand business) 和吸引 (attract) 新客户 (new clients)
📄 **NOC 11102 理财顾问** 英文原文 | View Original English Main Duties

This group performs some or all of the following duties:

  • Develop personal financial plans for clients covering cash management, finances, insurance coverage, investments, retirement and estate planning, taxes and legal matters
  • Analyze clients’ financial records, set goals and develop a financial strategy
  • Advise clients on implementing the financial plan to help them achieve their goals
  • May also arrange for the purchase and sale of financial products and investments depending on the licence held, and monitor the portfolio to ensure its quality and profitability
  • May help to expand business and attract new clients.

🎓 任职要求 | Employment Requirements

NOC 11102 理财顾问任职必备条件：

📚 学历要求 | Educational Requirements

:white_check_mark: 必需学历：

  • 通常需要 (is usually required) 工商管理 (business administration)、商科 (commerce)、经济学 (economics) 或相关领域 (related field) 的学士学位 (bachelor’s degree)。

:blue_book: 对应加拿大学历框架：TEER 1（大学学位职业，通常需要学士、硕士或博士学位）

🏅 专业资格和许可 | Professional Designations and Licences

:pushpin: 可能要求以下资格和许可：

  • 可能需要 (may be required) 由加拿大理财规划师标准委员会 (Financial Planners Standards Council of Canada) 颁发的 (awarded by) 注册理财规划师 (Certified Financial Planner) 资格。
  • 销售受监管的金融产品 (regulated financial products) 和投资 (investments)，例如年金 (annuities)、注册退休储蓄计划 (RRSPs) 和人寿保险 (life insurance)，需要 (is required) 相应管理机构 (appropriate governing body) 的许可 (a licence)。
  • 在魁北克省 (Quebec)，需要 (required) 理财规划师认证 (Certification as a Financial Planner)。
  • 金融机构 (financial institutes) 和组织 (organizations) 提供各种培训计划 (training programs) 和课程 (courses)，例如加拿大证券协会 (Canadian Securities Institute)、加拿大银行家协会 (Institute of Canadian Bankers)、CFA 协会 (CFA Institute)、投资基金协会 (Investment Funds Institute)、加拿大理财规划学院 (Canadian Institute of Financial Planning) 和加拿大信托公司协会 (Trust Companies Institute of Canada)，雇主可能要求 (may be required by employers) 这些培训。
📄 **NOC 11102 理财顾问** 英文原文 | View Original English Employment Requirements
  • A bachelor’s degree in business administration, commerce, economics or a related field is usually required.
  • The designation Certified Financial Planner, awarded by the Financial Planners Standards Council of Canada, may be required.
  • To sell regulated financial products and investments, such as annuities, RRSPs and life insurance, a licence is required from the appropriate governing body.
  • Certification as a Financial Planner is required in Quebec.
  • Various training programs and courses are offered by financial institutes and organizations, such as the Canadian Securities Institute, Institute of Canadian Bankers, CFA Institute, Investment Funds Institute, Canadian Institute of Financial Planning, and Trust Companies Institute of Canada, and may be required by employers.

💡 附加信息 | Additional Information

📈 职业发展与持续学习 | Career Progression and Continuous Learning

随着经验的积累 (with experience)，有可能晋升 (Progression is possible) 到财务管理职位 (financial management positions)。
虽然这些职位需要 (require) 高度的培训 (high degree of training) 和资格 (qualifications)，但担任这些职位的人 (persons who occupy them) 必须不断更新 (continually update) 他们的技能 (skills) 并追求 (pursue) 专业发展 (professional development)。

📄 **NOC 11102 理财顾问** 英文原文 | View Original English Additional Information
  • Progression to financial management positions is possible with experience.
  • While these kinds of positions require a high degree of training and qualifications, persons who occupy them must continually update their skills and pursue professional development.

🚫 排除职业 | Exclusions

以下职业不属于 NOC 11102 理财顾问类别：

:cross_mark: 金融和投资分析师 (Financial and investment analysts)
:backhand_index_pointing_right: 参见 11101 金融和投资分析师

:cross_mark: 其他财务人员 (Other financial officers)
:backhand_index_pointing_right: 参见 11109 其他财务人员

:cross_mark: 证券代理、投资交易商和经纪人 (Securities agents, investment dealers and brokers)
:backhand_index_pointing_right: 参见 11103 证券代理、投资交易商和经纪人

:cross_mark: 金融和商业服务经理 (Managers in financial and business services)
:backhand_index_pointing_right: 参见 1002 金融和商业服务经理

📊 TEER 系统说明 | TEER Category System

NOC 11102 理财顾问对应 TEER 1 大学学位职业 (Occupations usually require a university degree)。

TEER (Training, Education, Experience and Responsibilities) 是 NOC 2021 引入的新分类系统，替代了旧版 NOC 2016 的技能水平分类 (Skill Level)。

🎯 TEER 1 - 大学学位职业特征

TEER 1 包括：

  • 通常需要学士 (bachelor’s)、硕士 (master’s) 或博士学位 (doctorate)。

:books: 典型要求：

  • 完成大学学士学位 (completion of a university bachelor’s degree)；或
  • 完成数年的大学 (several years of university) 或大专 (college) 教育，并具备数年相关经验 (several years of experience)，以及特定的专业培训 (specific training)。

:light_bulb: 职位特点：

  • 需要高水平的专业知识 (high level of specialized knowledge)。
  • 复杂问题解决能力 (complex problem-solving skills)。
  • 独立判断和决策 (independent judgment and decision-making)。

:pushpin: TEER 系统完整分类：

TEER 类别 说明 典型要求
TEER 1 管理职业 大学学位或大专+经验
TEER 1 大学学位职业 学士/硕士/博士学位
TEER 1 大专/学徒职业 2-3年大专文凭或学徒训练
TEER 1 中学后教育职业 2年以下大专或学徒训练
TEER 1 中学教育职业 高中文凭或数周在职培训
TEER 1 短期培训职业 短期工作示范或在职培训

:memo: 微出国版权声明 | Copyright Notice

本内容基于 Employment and Social Development Canada (ESDC) NOC 2021 Version 1.0 和 Statistics Canada 官方数据整理，由 微出国 (veryvisa.com) 编译制作。

数据来源 | Data Sources:

翻译模式 | Translation Mode: 基础模式 (Basic Mode) - 100% 忠实于官方数据，不包含联网搜索的薪资和就业推断信息。本文档仅翻译 JSON 原文字段，使用 emoji 美化和中英文对照增强可读性。

加拿大国家职业分类 National Occupational Classification 列表-FLYabroad NOC 2021